The Securities and Exchange Commission, also known as the SEC, was created in 1934 by section 4 of the Securities Exchange Act of 1934. It was created to regulate the securities industry, protect investors from fraud, and enforce federal securities. laws. Some of the federal securities laws that the SEC enforces include: the Securities Act of 1933, the Trust Hiring Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and the Sarbanes Act. -Oxley from 2002.

The Securities and Exchange Commission requires that public companies in the United States periodically file a variety of financial reports with the SEC. In addition to filing these reports with the SEC, public companies must also make these financial reports available to the public. Investors can use these financial reports to determine the strength of potential investments in the company. Some of the more common SEC filing types include: F-1, 4, S-1, POS AM, 13D, 144, 20-F, ARS, 6-K, 10-Q, 10-K, and 8-K. These reports cover proposed sales of securities, transfers of ownership and management, quarterly reports, and annual reports.

If you are interested in learning more about the SEC and the laws it enforces, you should read the following United States Securities Laws: The Securities Act of 1933, the Securities Exchange Act of 1934, the Corporation Act of 1934 utility tenure of 1935, the Trust Hiring Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and the Securities Investor Protection Act of 1970. These laws can be requested from the SEC or the federal government office in Washington, DC

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